Marco Anaya

Compliance Auditor

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In his role as Compliance Auditor, Marco performs audits and compliance-related analysis for Mariner Advisors. Marco joined The Network in 2022 as an auditor for SWAG Advisors, and today works closely with Compliance Leadership to tackle regulatory issues and develop strategies. Marco has over a decade of experience in the financial services industry, first as an Advisor with a large financial institution, and most recently a Branch Examiner for LPL Financial.

 

Marco is originally from the Bay Area but now resides in Sacramento. Outside of the office, he enjoys spending time with friends and family, and has a love for travel—he’s visited over 40 countries and six continents so far!

Education

Professional Qualifications