Manager, Compliance Supervision
In his role as Manager, Client Supervision, Tex is responsible for providing support to advisors by helping offices maintain compliance and offering best-practice training. Prior to joining Mariner, Tex began his career in Finance at a large broker-dealer in 2004, working as a financial advisor. He joined LPL Financial in 2007 and worked in several areas of their compliance sector. In 2014, he moved into his final role in Branch Exams before joining Mariner in 2022.
Tex lives in Vista, California with his wife Donna. He enjoys being a new grandfather and traveling as much as possible. He also is active in Freemasonry, and loves being a Shriner Clown, focused on bringing awareness to Shriners Children’s Hospitals through parades and festivals.