Meet Our Team

Stacey Richmond

Vice President, Compliance, The Network

Experience

As vice president of compliance, Stacey oversees the firm’s supervisory structure and works closely with advisors to promote consistency, transparency and confidence in every aspect of client service. Also, as the office of supervisory jurisdiction (OSJ) supervisor, Stacey serves as the central supervisory point within the firm — reviewing transactions, monitoring advisor activity and ensuring compliance with firm policies and regulatory requirements — while also acting as a trusted resource and compliance partner for advisors seeking support and guidance.

Stacey has worked in the securities industry since 2009 and brings more than 15 years of experience in compliance and supervision. She began her career with Sagepoint Financial, where she gained valuable exposure to the regulatory landscape and the foundations of compliance oversight.

In 2014, Stacey joined The Network, where her role evolved to focus on advisor support, supervisory leadership and developing effective compliance practices across the organization. Her approach emphasizes collaboration and education, helping advisors navigate complex regulations while maintaining the highest ethical and professional standards.

A proud resident of California, Stacey balances her professional life with a rich family life alongside her three children, ages 13, 21 and 24. Outside of work, she enjoys cooking, taking road trips throughout California, and cheering on her youngest son at his soccer games.

Education

Bachelor of Arts Degree in Psychology, University of Idaho

Professional Qualifications

Series 66 — Uniform Combined State Law Examination

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