Webinar: Quarterly Compliance Essentials Call

November 4, 2020 12:00 pm - 1:00 pm

Virtual - GotoWebinar

Organizer: The Financial Services Network [email protected]
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Join us for our quarterly webinar focused on continuing education around Compliance Operations key topics. During this interactive 1 hour call, our Compliance team will be focusing on:

LPL’s new recordkeeping policies
Step by step demo on uploading branch files to ClientWorks
Year-end reminders
LPL’s new notary requirement for trusts

If you would like to hear about a specific topic or question, please reach out to your Compliance Supervisor, in advance of the call, and we may incorporate in to our agenda.