Disclosures
Mariner Advisor Network is a brand utilized by Mariner Independent Advisor Network (“MIAN”) and Mariner Platform Solutions (“MPS”). Investment advisory services are offered through Investment Adviser Representatives registered with MIAN or MPS, each an SEC registered investment adviser. Registration as an investment adviser does not imply a certain level of skill or training. MIAN and MPS comply with the current notice filing requirements imposed upon registered investment advisers by those states where they transact business and maintain clients. MIAN and MPS have either filed notice or qualify for an exemption or exclusion from notice filing requirements in those states. Any subsequent, direct communication by MIAN or MPS with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For additional information about MIAN or MPS, including fees and services, please contact MIAN /MPS or refer to the Investment Adviser Public Disclosure website (www.adviserinfo.sec.gov). Please read the disclosure statement carefully before you invest or send money.
For information about which firm your advisor is registered with, please refer to the Investment Adviser Public Disclosure website (www.adviserinfo.sec.gov) or the Form ADV 2B provided by your advisor.
Investment Adviser Representatives are independent contractors of MPS or MIAN and generally maintain or affiliate with a separate business entity through which they market their services. The separate business entity is not owned, controlled by, or affiliated with MPS or MIAN and is not registered with the SEC. Please refer to the disclosure statement of MPS or MIAN for additional information.
The content of this website is provided for informational and educational purposes only and does not consider any individual personal, financial, legal, or tax considerations. The information contained herein is not intended to be personal legal, investment, or tax advice or a solicitation to buy or sell any security or engage in a particular investment strategy. Nothing herein should be relied upon as such, and there is no guarantee that any claims made will come to pass. Any opinions and forecasts contained herein are based on information and sources deemed to be reliable, but we do not warrant the accuracy of the information obtained from third-party sources. You should note that the materials are provided “as is” without any express or implied warranties. Opinions expressed are subject to change without notice and are not intended as investment advice or to predict future performance. Consult with your financial professional before making any investment decision.
There is no assurance that any investment, plan, or strategy will be successful. Investing involves risk, including the possible loss of principal.
Certain associates of may be licensed insurance agents and, in such capacity, recommend the purchase of certain insurance-related products. These individuals are compensated for the sale of these insurance-related products. The recommendation that a client purchase an insurance commission product through an affiliate of MIAN or MPS is a conflict of interest, as the receipt of commission provides an incentive to recommend investment products based on commissions received, rather than on a particular client’s need. MIAN or MPS receives compensation from its affiliated insurance company in addition to the indirect financial incentive to recommend the affiliate due to common ownership. Clients are reminded that they are not obligated to purchase any commission products and may purchase insurance products recommended by MIAN or MPS through non-affiliated entities.
Mariner Independent Advisor Network and Mariner Platform Solutions are supported by the resources of its parent company, Mariner Wealth Advisors, LLC, and certain affiliates.